1. Introduction
The Family Educational Rights and Privacy Act represents the cornerstone of student privacy protection in the United States. Enacted in 1974, FERPA establishes students’ and parents’ rights regarding educational records while setting strict guidelines for educational institutions that receive federal funding. The Act balances students’ privacy rights with schools’ need to maintain and use educational records effectively.
FERPA differs from other privacy regulations by specifically focusing on educational records and creating a dual rights system where rights transfer from parents to students at the college level or age 18. The Act applies to all educational institutions receiving federal funds, making it a crucial compliance requirement for nearly all U.S. schools.
2. Scope and Application
FERPA applies to educational institutions and agencies that receive federal funding under programs administered by the U.S. Department of Education.
Institution Type | Coverage | Examples |
---|---|---|
K-12 Schools | Public schools receiving federal funds | Public elementary, middle, and high schools |
Higher Education | Post-secondary institutions with federal funding | Colleges, universities, technical schools |
Educational Agencies | State and local education authorities | School districts, state education departments |
Protected Records
Record Type | Included Information | Protection Level |
---|---|---|
Educational Records |
– Grades and transcripts – Class schedules – Disciplinary records – Financial aid information | Full FERPA protection |
Directory Information |
– Name and address – Telephone number – Date of birth – Honors and awards | Can be released unless opted out |
Excluded Records |
– Private notes of school staff – Law enforcement unit records – Alumni records – Employment records | Not covered by FERPA |
3. Core Rights
FERPA establishes specific rights for parents and eligible students regarding educational records.
Right | Description | Implementation Requirements |
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Inspection and Review |
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Amendment |
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Consent for Disclosure |
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4. Compliance Requirements
Educational institutions must implement specific measures to ensure FERPA compliance.
Requirement Area | Key Measures | Implementation Example |
---|---|---|
Annual Notification |
| Like sending a start-of-year privacy notice to all parents and students |
Record Keeping |
| Like maintaining a log of who accessed records and why |
Staff Training |
| Like regular training sessions on handling student records |
5. Enforcement
The U.S. Department of Education’s Family Policy Compliance Office (FPCO) enforces FERPA through investigation of complaints and the power to withdraw federal funding for violations, though this ultimate penalty has never been imposed.
While FERPA does not provide for direct fines, non-compliance can result in: loss of federal funding, increased oversight, mandatory corrective actions, and damage to institutional reputation. The focus is typically on achieving compliance through guidance and corrective action rather than punitive measures.